A THOROUGH UNDERSTANDING OF ASSESSMENT VALIDATION: VALIDATING ASSESSMENTS

A Thorough Understanding of Assessment Validation: Validating Assessments

A Thorough Understanding of Assessment Validation: Validating Assessments

Blog Article

RTOs must handle various tasks post-registration, such as annual declarations, AVETMISS reporting, and marketing compliance, but validation usually presents the biggest challenge.

Even though we've covered validation in depth, let’s revisit its definition. ASQA defines validation as a quality review of the assessment process.

In essence, validation confirms which parts of an RTO's assessment process are correct and pinpoints elements for improvement. With a solid grasp of its key components, validation becomes manageable.

As per Clause 1.8 of the SRTOs 2015, RTOs are required to ensure that their assessment systems, including RPL, meet training package requirements and are conducted following the Principles of Assessment and Rules of Evidence.

According to the standards, two types of validation must be conducted.

The initial type of assessment validation ensures compliance with the training package assessment requirements within your RTO's scope.

The second validation type ensures that assessments adhere to the principles of assessment and rules of evidence.

Therefore, validation is conducted both before and after the assessment. This article emphasizes the first type: assessment tool validation.

Breaking Down the Two Types of Assessment Validation

Defining Assessment Validation

As we mentioned earlier and in our past blogs, validation consists of two parts: (1) assessment tool validation and (2) post-assessment validation.

Pre-assessment validation, also referred to as assessment tool validation, is related to the first part of the clause, ensuring all unit requirements are addressed and workbooks are entirely compliant.

Post-assessment validation, in contrast, is about ensuring the implementation side, where Registered Training Organisations conduct assessments according to the Principles of Assessment and Rules of Evidence.

This discussion will center around assessment tool validation.

Conducting Assessment Tool Validation

Now that we’ve differentiated the two types of validation, let’s examine assessment tool validation in detail.

When to Conduct Assessment Tool Validation

Assessment tool validation aims to verify that all elements, performance criteria, and performance and knowledge evidence are covered by your assessment tools.

Hence, whenever new learning resources are bought, assessment tool validation is necessary before student use.

You don’t need to wait until your next 5-year validation schedule. Immediately validate new resources to ensure they’re ready for student use.

However, this isn't the only time to perform this type of validation. Conduct assessment tool validation also when you:

- resources are updated by you
- new training products get added on scope
- when course is reviewed against training product updates
- identify your learning resources as a risk during your risk assessment

The Australian Skills Quality Authority's risk-based regulatory approach means RTOs should conduct regular risk assessments. Complaints from students about learning resources are a prime opportunity for assessment tool validation.

Which Training Products to Validate?

Do not forget, this validation ensures compliance of all learning resources before they are used. All RTOs must validate resources for each unit.

Starting Assessment Tool Validation: What You Need

Academic Resources

To conduct assessment tool validation, you will need the entire suite of your learning resources:

Mapping tool – this is the initial document to review. It identifies which assessment items address unit requirements, speeding up validation.

Learner/student workbook – ensure it's appropriate as an assessment tool. Check if the instructions are clear and answer fields are adequate. This is a frequent issue.

Assessor guide/marking guide – confirm that instructions for assessors are adequate and clear benchmarks for each assessment item are present. Clear benchmarks are crucial for reliable assessment outcomes.

Other related resources – may consist of checklists, registers, and templates created separately from the workbook and marking guide. Validate them to ensure they are appropriate for the assessment task and address unit requirements.

Validation Committee

Clause 1.11 outlines the requirements for validation panel members, noting that validation can be done by one or more people. Typically, RTOs require all trainers and assessors to attend and may invite industry experts.

Your validation panel must, as a group, possess:

Vocational competencies and current industry skills relevant to the unit being validated

Current knowledge and skills related to vocational teaching and learning

Any one of the following training and assessment credentials:

TAE40116 Certificate IV in Training and Assessment or the successor version

Assessment validation tool/template
Having a validation tool helps you with both the validation process and documentation. Using a validation tool makes it easier to look at how each assessment item maps against each unit requirement.
Having a validation tool helps in both the validation process and documentation. It makes it simpler to see how each assessment item aligns with each unit requirement.
At the same time, it can serve as your document evidence that you have validated your resources before letting the students use them.
It can also serve as proof that you have validated your resources before allowing students to use them.

ASQA does not provide a specific template for assessment tool validation, but numerous templates can be found online. These tools often have validators look at the tools as a more info whole to verify if they meet the principles of assessment.

Assessment Principles Form Yes/No/Partially Comments
1. Fair
2. Flexible
3. Valid
4. Reliable

While these templates simplify the validation process, they can introduce judgment errors because there is insufficient space for comments on each assessment item.

A more detailed template is highly recommended for inspecting each unit requirement and the assessment items that align with them. Below is an example:

Element Performance Criteria Assessment Directions Benchmarks Assessment Instrument Rectification Recommendations
What do you Need to Check?
What Needs Inspection?

As detailed in our blog post Common Problems In Assessment Tools, it is crucial that your assessment tools enable trainers to adhere to assessment principles and evidence rules.

Assessment Basic Principles
Fairness – Does the assessment ensure equal opportunity and access for everyone?

Flexibility – Does the assessment accommodate different options to demonstrate competence according to various needs and preferences?

Validity – Is the assessment assessing what it is intended to assess? Is it a valid tool for evaluating the required skill or knowledge?

Reliability – Will the assessment give the same results every time, regardless of the trainer? Will different assessors make the same decision on skill competence?

Essential Rules of Evidence

Validity – Is the evidence confirming that the candidate has the skills, knowledge, and attributes described in the unit of competency and associated assessment requirements?
Sufficiency – Is there enough evidence to ensure that the learner has the skills and knowledge required?
Sufficiency – Is there sufficient evidence to confirm the learner has the required skills and knowledge?

Authenticity – Does the assessment tool confirm that the work is the candidate’s own?

Currency – Are the assessment tools based on current units of competency and up-to-date industry practices?

Even though these are regularly addressed in VET professional development and nationally recognised training, numerous tools fail to meet these requirements.

To avoid employing learning resources that fail to meet all unit requirements, be sure to follow these guidelines:

Show What You Mean

Focus on the verbs used in the unit requirements and make sure they are addressed by the assessment item. For example, in the unit CHCECE032 Nurture babies and toddlers, one performance evidence requirement requires students to:

Complete each of the following activities at least once with two different babies under 12 months old in a safe environment, using age-appropriate verbal and non-verbal communication according to service and regulatory requirements:

diaper changing

prepare bottles, bottle feed infants, and clean equipment

prepare solids and feed infants

appropriately respond to infant signs and cues

prepare infants for sleep and soothe them

monitor and support age-appropriate physical exploration and gross motor skills

Having students explain the process of nappy changing for babies under 12 months doesn’t meet the unit requirement. Unless it’s meant to assess underpinning knowledge (i.e., knowledge evidence), students should be doing the tasks.

Heed the Plurals!
Pay attention to the numbers. In our example on one of the unit requirements of CHCECE032, this single unit requirement calls for the students to complete the tasks at least once on two different babies under 12 months of age. Having students complete the tasks listed twice on just 1 baby won’t cut it.
Mind the numbers. In our CHCECE032 example, one unit requirement asks students to complete the tasks at least once with two different babies under 12 months old. Doing the tasks twice with one baby won’t suffice.

All or No Competence

Observe the lists. As noted above, if students are asked to perform just half the tasks listed, it’s non-compliant. Each assessment item must address all requirements, or the student is not yet competent and the assessment tool is non-compliant.
Can you be more specific?
Could You Be More Specific?

Each assessment item needs clear and specific benchmark answers to guide the assessor’s judgment on the student’s competence. Therefore, it’s important that your instructions are not confusing for students or assessors. For instance:
What kind of information can be included in a work package?
What information can be included in a work package?

Answers might include:

Needed resources

Related costs

Time allocated for activities

Allocated roles and responsibilities

If an assessment item demands multiple answers, specify how many answers a student must provide. This ensures your assessment is reliable, and the evidence gathered is valid.

This is true for assessment items with double-barrelled questions or questions requiring more than one answer at the same time. These can confuse students and assessors, as shown in the sample question below:

Name a hazard and/or environmental issue in the workplace and choose the most effective hazard control hierarchy.

Possible answers include, but are not limited to:

Weather conditions – isolation of work area, engineering controls, personal protective equipment

Work area and ground conditions – eliminating hazards, isolation, engineering

People – isolation, use of engineering controls, administrative controls

Structural hazards – substitution, isolation, engineering controls

Chemical hazards – isolation, use of engineering controls, administrative controls

Equipment or machinery – isolation, engineering, administrative controls

Avoiding double-barrelled questions makes it simpler for students to respond and for assessors to accurately judge competence.

Considering these requirements, you might think, “Don’t learning resource developers have audit guarantees?” But such guarantees require you to wait for an audit before rectifying noncompliance. This affects your compliance history, so it’s better to take a safe and compliant route.

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